CFTCâs Energy And Environmental Markets Advisory Committee To Meet On...
The U.S. Commodity Futures Trading Commission (Commission) announces that the Energy and Environmental Markets Advisory Committee (EEMAC) will hold a public meeting at the Commission’s Washington, D.C....
View ArticleMandatory Notification Of Trades - Oslo Børs VPS Holding ASA
Oslo Børs VPS Holding has today bought 10,001 of its own shares at NOK 84.50. Oslo Børs VPS Holding has simultaneously sold 10,001 of its own shares at NOK 84.50 to employees in the group. New holding...
View ArticleFINRA Bars Two Brokers For Fraudulent Sales Of A Hedge Fund
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred two Buffalo-based brokers – Timothy S. Dembski and Walter F. Grenda – from the securities industry for fraud in...
View ArticleUS Justice Department: Morgan Stanley Agrees To Pay $2.6 Billion Penalty In...
The Justice Department today announced that Morgan Stanley will pay a $2.6 billion penalty to resolve claims related to Morgan Stanley’s marketing, sale and issuance of residential mortgage-backed...
View ArticleFederal Reserve Board Issues Repeal Of Regulation AA And Requests Comment On...
The Federal Reserve Board on Thursday announced the repeal of one regulation and a proposal to repeal a second in order to comply with statutory provisions that transferred certain consumer protection...
View ArticleTSX Notice Of Housekeeping Rule Amendments
Toronto Stock Exchange ("TSX") has amended Appendix D - Toronto Stock Exchange Evidence of Security Ownership of the TSX Company Manual. These amendments remove the additional requirements for...
View ArticleFormer Rabobank Traders Convictions Upheld By U.S. District Court Judge Jed...
Anthony Allen and Anthony Conti, two former Rabobank traders, have lost a bid to overturn their convictions arising from an global investigation into Libor manipulation.
View ArticleSEC: California Man Sold Investors Phony Stock To Pay Gambling Debts
The Securities and Exchange Commission today charged an unregistered broker in Oceanside, Calif., with fraudulently selling purported stock in a medical device company and pocketing investors’...
View ArticleMontréal Exchange Closed On February 15, 2016 - Family Day -...
Interest rate derivative trading will cease at 1:30 p.m. today, February 12, 2016. Furthermore, the Exchange's markets will be closed on February 15, 2016 (Family Day).
View ArticleTMX Group Limited Reports Results For The Fourth Quarter 2015
$3.57 per share charge related to non-cash impairment 11 cent per share of amortization of intangibles related to acquisitions 11 cent per share for strategic realignment expenses read more...
View ArticleTMX Group Limited Declares Dividend Of $0.40 Per Common Share
The Board of Directors of TMX Group Limited declared a dividend of $0.40 on each common share outstanding, payable on March 11, 2016 to shareholders of record at the close of business on February 26,...
View ArticleNew York Attorney General Eric T. Schneiderman-Led State & Federal...
Attorney General Eric T. Schneiderman today joined members of the state and federal working group he co-chairs to announce a $3.2 billion settlement with Morgan Stanley over the bank’s deceptive...
View ArticleUnited Kingdom Parliament Treasury Committee Update: Committee Questions...
Rt Hon. Andrew Tyrie MP, Chairman of the Treasury Committee, writes to Rt Hon. George Osborne MP, Chancellor of the Exchequer, to clear up important questions arising from draft EU negotiation...
View ArticleHKEx: Changes Of Designated Securities For Short Selling
The Stock Exchange of Hong Kong Limited, a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), announces that with effect from 19 February 2016 (Friday), 32 additional...
View ArticleWarsaw Stock Exchange Monthly Statistics For January 2016
Warsaw Stock Exchange Monthly Statistics for January 2016 is now available:read more...
View ArticleTOCOM To Go-Live With New Trading System On September 20
The Tokyo Commodity Exchange, Inc. announced today plans to go-live with its new trading system on Tuesday, September 20 (subject to change based on final system testing).
View ArticleNasdaqâs Blockchain Technology To Transform The Republic Of...
Nasdaq (Nasdaq:NDAQ) and the Republic of Estonia have announced that Estonia’s e-Residency platform will be facilitating a blockchain-based e-voting service to allow shareholders of companies listed on...
View ArticleESMA Announces Open Hearing On MAR Guidelines
The European Securities and Markets Authority (ESMA) will hold an open hearing on its Consultation Paper published on the 28th of January 2016 on two sets of draft Guidelines to be issued by ESMA under...
View Article
